Graduate Diploma in Compliance in Financial Services (Wealth Management Institute International)
Course Information
Description
Course Overview
As the financial sector grows in size and complexity and we operate in an increasingly volatile, uncertain, complex and ambiguous environment, the role and demands of the compliance function have broadened significantly. The changing regulatory landscape, rate of increase in regulatory changes and consequential regulatory scrutiny and enforcement actions weigh heavily on financial institutions’ reputations and business prospects. Skilled compliance professionals are in demand to navigate ongoing advancements in technology, data analytics, regtech as traditional compliance roles evolve to provide higher-value functionalities as business enablers.
Developed to support the financial sector in raising capabilities in the Compliance risk management function, the Compliance in Financial Services Graduate Diploma provides a structured learning pathway for compliance and risk professionals in financial services, including those in operational risk, audit and legal profession advising financial institutions. Designed for those with at least 3 years of industry experience, the programme allows professionals to deepen and expand their technical skills and competencies as defined for the Compliance Manager job family within the national Skills Framework for Financial Services, jointly developed by the Institute of Banking and Finance (“IBF”), Monetary of Authority, SkillsFuture Singapore and Workforce Singapore.
The Compliance in Financial Services Graduate Diploma is taught by Faculty with seasoned industry leadership and practitioner experience and deep domain expertise in specialist compliance risk areas. Experience. The qualification equips compliance professionals with skills and expertise in established and cutting-edge compliance disciplines and prepares them for broader leadership roles in Compliance risk management. Successful completion of the programme with the requisite criteria also qualifies participants to apply for IBF certifications in the relevant job families. It is also relevant for legal, operational risk, controls and audit professionals seeking a robust understanding in the practice of Compliance
Entry Requirements
- Minimum Education: Degree or equivalent
- Minimum Work Experience: 3 years of relevant experience
- Minimum English Language requirement (only if English was not the medium of instruction used at the highest qualification): TOEFL score > 100; IBT or IELTS score > 6.5.
- WMI will consider exceptions on a case-by-case basis and if needed, an interview may be requested.
Career Opportunities
Information not available.
Modules
- Compliance Risk And Compliance Culture
- Compliance Strategy, Policy And Advice
- Retail Banking And Fintech Regulation
- Financial Crime Regulation
- Private Client Compliance Lifecycle And External Asset Managers
- Wholesale Banking And Capital Markets Regulation
- Compliance In Asset Management And Financial Advisory Services
- Compliance Monitoring, Surveillance And Controls
- Compliance Data Analytics
- Compliance/Regtech and Project Management
- Handling Serious Compliance Incidents & Performance Management
- Capstone Project: Integrated Compliance View
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18 months
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Full-time
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