Advanced Diploma in Financial Crime Compliance and Compliance Analytics (Wealth Management Institute International)
Course Information
Description
Course Overview
Today’s technologies are able to transform many traditional compliance tasks but require the knowledge to understand the particular technologies and select appropriate tools for distinct tasks. This programme will train participants to acquire and apply an analytical mindset, understanding data analytics algorithms and approaches to take into consideration as financial institutions migrate towards greater dependence on big data, machine learning, artificial intelligence and robotics process automation. These will be applied to the core financial crimes compliance domains of customer due diligence, transaction & payments monitoring, and trade surveillance. Defining business requirements, effectively project managing, driving, leading and implementing regulatory technology tools in the organisation are part of this programme.
You will have direct exposure to seasoned compliance industry specialists and leaders who are experts in the particular area. All sessions are interactive including teaching, case studies, group breakouts and discussions and assessments are similarly designed to ensure skills learnt are thoroughly understood and grasped in practice and can be applied to work-life circumstances. Successful completion of the programme qualifies you to apply for the relevant IBF Level 2 certifications in the Compliance Advisory, Compliance Analytics and the Monitoring, Surveillance and Testing job families* as well as an Advanced Diploma in Regulatory Compliance and Compliance Analytics, recognising the achievement and merit in completing this rigorous programme.
Entry Requirements
- Minimum Education: Diploma or equivalent
- Minimum Work Experience: 3 years relevant experience
- Minimum English Language requirement (only if English was not the medium of instruction used at the highest qualification): TOEFL score > 100; IBT or IELTS score > 6.5.
- WMI will consider exceptions on a case-by-case basis and if needed, an interview may be requested.
Career Opportunities
Information not available.
Modules
- Compliance Risk And Compliance Culture
- Compliance Strategy, Policy and Advice
- Financial Crime Regulation
- Compliance Monitoring, Surveillance And Controls
- Compliance Data Analytics
- Compliance/Regtech And Project Management
- Handling Serious Compliance Incidents & Performance Management